Preferred Trading Pattern: Intraday / BTST or STBT / Short term Positional / Long Term Positional
Total trading Experience: Less than 1 years/1-3 years/3-5years/ Above 5 years
Size of Emergency fund: 0-1 month income/ between 1-3 months income/ between 3-6 months income/ Above 6 months
Risk tolerance capacity: 0-5%/ 5%-10%/ 10%-20%/ Above 20%
Depending on the risk involved in stock market, financial profile and investment experience, customers can be
classified into the following categories.
1. Medium risk investor - This type of investor is able to accept investment loss occasionally and is willing to take small
risk associated with market. The services recommended to these investors are listed below
2. High risk investor – This type of investor is keen for opportunities to generate a high return and is able to accept
substantial risk and can accept quite high investment loss.
We have offered the product to you Based on your RP form and the suitability assessment. The product offered to you is
appropriate to your Risk Profile and is based upon our reasonable assessment that the structure and risk reward profile of
financial product is consistent with your experience, knowledge, investment objectives, risk appetite and capacity for
Please Note & Understand:
· Investment in markets is subject to market risk and is to be borne by investor only.
· Past performance is not necessarily an indicator of future performance. Past performance does not guarantee future
· Please be fully informed regarding the risks and cost associated with trading in the financial markets, it is one of the
riskiest investment forms possible.
· (Equity Cash / Futures / Options /Commodity and currency derivatives) trading on margin involve high risk, and not
suitable for all investors you may lose more amount initially invested by you.
· We informed you that trading activities and investment in markets carries risk and you are very well aware regarding
· For Disclosures, Disclaimers, Terms and Conditions kindly log on http://ethicalresearch.co.in/.We are SEBI Registered
Research Analyst and our registration number is INA000003007.
· Cash fee is not accepted.
website http://ethicalresearch.co.in/ after signing KYC and Risk profiling form we confirms that you read and
understood them fully.
· Market is full of risk; no one can give guarantee and surety for returns on investment.
· We are not responsible for execution and wrong interpretation of advice and recommendation, and/or other related
Client Signature: _________________________